The Threat Environment in Peace-Related Operations
by Alan R. Goldman, Ph.D.
The views expressed in this article are those of the author and
do not reflect the official policy or position of the National
Ground Intelligence Center, the Department of the Army, Department
of Defense, or the U.S. Government.
The disintegration of the bi-polar world order, the
globalization of Western culture and ideas, growing worldwide
economic interdependence, and the information explosion are
transforming the international environment and creating a general
crisis of legitimacy for governing elites. The breakup of the
Soviet empire has unleashed long-suppressed nationalistic
impulses and added to the turmoil arising from ethnic and tribal
conflict throughout much of the less developed world. Governments
worldwide will continue to experience mounting demands for social
justice, employment, the protection of lives, property and values,
and even nationhood. While these demands are not likely to
overthrow the nation-state as the locus of decisionmaking power
on security affairs, they will create instability and occasional
anarchy resulting in the erosion of state authority and the
creation of new mini-states.
Fortunately, there are currently no threats to Western
civilization as serious as those responsible for igniting World War
I, World War II, and the Cold War. However, there is always the
danger that local conflicts will engage the vital interests of the
major powers and set the stage for far greater conflicts. It is
certain that the major powers will confront different threats than
those they found most pressing for most of this century. These
emerging threats will inflict violence on American civilians and
servicemembers, and at times impinge upon the stability and
security of the United States.
Subnational conflicts will often turn violent, and when they do
they will provide daunting and novel challenges to U.S. military
forces that have successfully waged war against the various threats
from potential hegemonic powers. The transition to the present
domestic and international multipolar order will spread the kind of
turmoil previously associated with such places as the Andean
nations of Latin America, Central America, the Middle East, and
Africa. Conflict around the perimeter of the former Soviet Union at
the national and subnational level already stretches from the
Balkans into the Caucuses and Central Asia and north to the Korean
Peninsula. Indeed, ethnic, racial, tribal, class, and religious
conflicts will likely be growing global phenomena.
In the future, even the most remote and deprived populations
around the world will be able to arm themselves in order to take
advantage of changing circumstances, or to fend off threats to
their status and way of life. As the intermixed domestic and
international order seeks a new equilibrium, the necessary
conditions for conflict will exist in virtually every society and
nation, and especially where democratic institutions and practices
are weak or nonexistent.
Modernity, Change, and Conflict
The pace and magnitude of global change will continue to shock
and reshape foreign and domestic politics. For the time being,
Western institutions and values define modernity and success,
including freedom and free enterprise, and by easy access to
multiple sources of information. Modernity also implies the triumph
of the city over the country, industry and technology over
agriculture and pastoralism, and secularist opinions and
life-styles over traditionalism. Post-modernity implies the
pervasive power of information that is fast becoming everyone's
birthright; no longer the dominion of just the few. Influence in
the information age will continue to gravitate toward those with
the access and knowledge to master and manipulate the
communications media in all its proliferating forms. However, there
will also be a seizure of power by newly aware, propagandized and
partially informed groups and leaders who are driven by often
inchoate fears, but increasingly well-articulated grievances born
of a rising sense of victimization and injustice.
Because modernity fosters the questioning of traditional
values, it will also continue to generate a violent backlash from
those threatened by modernism such as the mullahs of Iran, the
elite classes of Latin America, ex-communists and new fascists in
Europe, and eventually perhaps the majority of the middle class in
the West. Paradoxically, it is now arguable that we are witnessing
both the end of history and the reemergence of it. With the breakup
of the bipolar order, it is likely that the traditional forces of
fragmentation, ethnicity, backlash, and conflict will be even
stronger than newer competing trends toward multiculturalism,
integration, interdependence, and harmony.
Rapid, visual, undirected, or tenuously controlled change to
the domestic and international order creates unusual turmoil and
insecurity, and fosters in its wake a search for stability, order,
familiarity, roots, and ethnic identity. Governments in the less
developed world will continue to respond to popular and often
frantic and fanatic demands and challenges to their rule with a
confusing mix of forceful crackdowns and experiments with more
participatory democracy. Government leaders are unlikely to find
any antidemocratic model that works, although Asian countries as
disparate as China and Singapore may be the exception that proves
the rule, especially if anarchy and violence come to be associated
with Western culture and behavior.
Progress and Conflict
With ever-greater effectiveness, individuals and groups will
target corrupt, venal, and stultified bureaucratic elites. In parts
of the Islamic world there is a pincer assault on the ruling order
from frustrated college graduates demanding suitable jobs and from
displaced religious elites who have lost much of their old
authority. Articulate antiestablishment figures and popular demands
in South Korea, Italy, and Mexico are forcing wrenching changes in
the domestic political order in the direction of more openness and
participation. However, in the Balkans, where the fault lines of
faith and history run deep, the destruction of the bipolar status
quo and the breakup of Yugoslavia have resulted in anarchy, ethnic-
and religious-based violence, and an atmosphere of fear, hatred,
insecurity, revenge and despotism.
In general, the disequilibrium and anarchy inherent to the
breakup of the old order will be exacerbated by the explosive
spread of information and knowledge at a time when the income gap
between rich and poor continues to widen. Modernism instructs the
populace about inequities, raises popular expectations, and
provokes greater demands from the disenfranchised. When the people
perceive the elites as unresponsive, self-serving, corrupt, and
unable to provide tolerable and equitable levels of material and
psychic rewards, the tinder for conflict spreads out of control.
When Conflicts Turn Violent
In his book The Causes of War, military historian Michael
Howard wrote
one can divide it [the world] into those status quo powers for
whom the existing international order is on the whole satisfactory,
and those revisionist powers for whom it is not: who regard it on
the whole oppressive and unjust, and who have no way of obtaining
justice through the normal processes of peaceful negotiation. For
whom the only way to obtain such justice may appear to be to
fight
Howard also said that groups can effectively threaten peace
when their armament is initially almost negligible, as often as not
purloined from the armories of their opponents.
Violence will very often accompany the transition to a new
global equilibrium. There is no indication that organized mass
murder on the scale perpetrated by Hitler, Stalin, or Mao is in the
offing, thanks in large part to a more informed, enlightened and
tolerant public. Nevertheless, the post-Cold War world order
promises to be divisive, chaotic and highly conflictual. When
social disintegration occurs alongside national dissolution (as in
Rwanda and the former Yugoslavia with its many ethnic and religious
divisions), the necessary condition for conflict is present. The
sufficient condition for violent conflict exists when armaments of
all types are readily available.
When a people such as the Serbs perceives itself in decline and
losing control over its future safety and well-being, it is likely
to seek emotional outlets against scapegoats or "enemies" who may
be real or imagined. The interrelated conditions of adverse power
shifts result in a growing sense of personal insecurity. Social and
national disintegration create a tangible environment of fear in
which even a single incident such as an assassination or a
political act such as the recognition of an independent Croatia or
Bosnia can spark periods of prolonged violence and retaliation.
Once engaged in a cycle of violence, the combatants will adopt and
adapt their objectives, tactics, organization and material to suit
the political and physical situation. However, one can make some
broad generalizations about the milieu and motivations of rivals
who take up arms against one another.
- The rivals live contiguously, yet there are cultural
differences.
- Victims of subnational violence are as apt to be noncombatants
as militia forces.
- Fear and terror can come to grip an entire people. A dread of
losing power and possessions to a feared and gaining rival marks
the emotional and psychological milieu. There is often an impulse
to take preemptive vengeance against ancient rivals who may seem to
have become benign, but are actually dangerous because they are
gaining strength, different, and not trustworthy. Hardened, brutal,
and implacable people motivated by ideals or plunder rise to the
top. In other words, an ethic of "do unto others, before others do
unto you" prevails.
- Externally derived (exogenous) ideals, expressions of support
including calls for toleration, fair play, and compromise will be
interpreted as weakness, and be met by scorn and defiance from the
dominant combatant. In the pathological environment of subnational
violence, arguments for peace based on cost-benefit analysis will
rarely be persuasive. Only a tangible presence in the battle zone
will lend weight to humanitarian appeals.
- A group or people that feels sufficiently threatened will
obtain arms and in time will find innovative ways to employ force
to insure what they perceive to be comes down to a question of
their survival.
Results of Violence
- Subnational ethnic and religious tensions evoke deep-seated
prejudices. These tensions are prone to snap and erupt into
protracted, relentless and bitter struggles often with no end.
Consider such disparate groups as the armed Serbians, militant
Palestinians, Irish Republican Army, and Tibetan nationalists. Each
is fighting for a homeland, and each fears a technologically
superior rival who shares neither traditions nor religion. Each
group would like to gain power, wealth and territory. They would
like to experience a sense of security, superiority, and revenge
that comes with subduing or destroying a hated rival who in fact
will never permanently succumb or go away.
- Some peoples such as the Chatelaines, Scots, and Bretons are
willing to settle for autonomy or self-government because they have
not been grossly victimized or exterminated by those with whom they
share the nation-state. For others such as some Orthodox Serbs,
Catholic Croats, Muslim Palestinians, and Israeli Jews, there is a
living and even immediate memory of atrocities or extermination.
For such victims of terror and violence, fear and brutal acts of
revenge are not irrational responses to their situation (as is
often claimed by more distant and secure spectators). For these
minorities there is a strongly felt belief that they can only
acquire security, even survival, within the confines of their own
nation-state. Therefore, just as the one set of nation-states is
undergoing fragmentation and even extinction from unprecedented
subnational pressures, people without homelands are creating new
nations, also of questionable strength or viability.
- A cycle of violence, revenge, and atrocities induces even
stronger feelings of rage and insecurity, and more urgent demands
for a nation-state capable of self-defense. While territorial
adjustments, economic assistance, and peacekeeping operations can
be vital for mitigating the intensity of the violence, they alone
will not solve the causes of conflict. Minorities who have been
subject to ethnic and religious warfare require reassurance,
protection and the means for self-defense which often implies
territory, sovereignty, and an armed force. At a minimum,
threatened minorities must feel sufficiently secure so that they
can separate the fear from the hatred; thereby they diminish the
emotional intensity that often characterizes inter-ethnic warfare.
This will be a tricky, trying, and dangerous proposition since
militant nationalists, irredentists, and fundamentalists, as well
as indigenous security forces, will all have access to increasingly
lethal weapons.
Peacekeepers' Dilemma
- Soldiers in peace-related operations will often be immersed in
a confusing and very cruel psychological environment. Their
military chain of command will ask them to witness murder, rape,
and mayhem without taking sides or intervening. However, that chain
of command will have a global audience consisting of opinion
makers, far from the scene of violent conflict, who will naturally
balk at what appears callous and even cowardly official
indifference to suffering and genocide. There will be public calls
to intervene and to employ force in the service of humanity.
Occasionally, these demands will prove irresistible despite cool
calculations of national interest to the contrary. The use of
counterforce to punish the perpetrators of atrocities will become
emotionally satisfying and probably even a short-term military
necessity. The same public that wants to help a suffering humanity
cannot articulate a vital national interest warranting large risks
of casualties; thus an unresolvable tension between ends and means
will assert itself.
- When peacekeeping forces attempt to resolve these tensions by
employing force against just one side, the mission then becomes one
of peace enforcement or warfighting with all the attendant risks of
higher casualties and a wider war. Adopting indigenous tactics of
counterterror (such as those used by the French in Algiers)
undermines soldier and national morale. The use of conventional
military power will also be unlikely to resolve the tension between
ends and means. Military use of limited conventional force, which
is all the national interest will tolerate, will not subdue a
minority which has known atrocities and extermination. The ethnic
warriors are even less likely to be overawed in the presence of a
superior or prestigious power unwilling to use force.
- The terrible dilemma for the peacekeeper is that he often
represents the United Nations, which lacks serious military power,
or a foreign country that lacks sufficient national interest and
therefore the will to commit overwhelming force to subdue a highly
motivated and even modestly armed group fighting for a cause, a way
of life, or even revenge. Furthermore, even if they could muster
overwhelming force, it would probably only add to the object of the
force's isolation, insecurity and rage. It could drive the group
underground and turn it temporarily to terrorism until it recovers.
Yet there is an intrinsic American interest in a stable,
democratic, and tolerant world reflective of American values and
free of the anarchy and injustices that result in waves of illegal
immigration, and racial and ethnic wars that will reverberate in
the heterogenous neighborhoods of the United States.
Peacekeeper Objectives
- Accordingly, the central objective of the peacekeeper must be
to diminish the deep sense of insecurity that feeds the cycle of
violence. Comfort, reassurance, insurance and security must be the
watchwords of the peacekeeper. When force is used, it should be for
self-defense against a party applying military force to thwart the
internationally sanctioned mission. Hence personal protective gear
and precision weapons such as antisniper rifles are the appropriate
accoutrements of the peacekeeper. Once the peacekeeper appears to
have changed from an impartial actor carrying out a legal and
essentially humanitarian mission to one engaged in war against one
or another tribe, the soldier and the mission will have been placed
in serious jeopardy. At that point, the force must recalculate the
entire strategy, the costs, the ends and means, and explain them
convincingly to the public. More and more and for better or
worse in the coming age of information (and disinformation), the
public will be the final arbiter of what happens next.
That most experienced of United Nations peacekeepers, Brian
Urquart, probably put it best:
For soldiers peacekeeping can be a thankless and unglamorous
task....A peacekeeping force is like a family friend who has moved
into a household stricken by disaster. It must conciliate, console,
and discretely run the household, without ever appearing to
dominate or usurp the natural rights of those it is helping
[emphasis added]. [At other] times...the peacekeeping function [is]
more like that of an attendant in a lunatic asylum, and the
soldiers (have) to accept abuse and harassment without getting into
psychological or emotional involvement with the inmates. The
feelings and reactions of peacekeepers must always come second to
those of the afflicted. Thus they must often turn the other cheek,
and never, except in the most extreme circumstances, use their
weapons or shoot their way out of a situation. But they must also
be firm and assert their authority in violent situations.
It requires discipline, initiative, objectivity, and leadership, as
well as ceaseless supervision and political directions.
- In the opinion of Danish Lieutenant General Hillingso, an
officer with extensive experience in peace-related operations, it
is necessary to create specific units for peacekeeping operations
or to establish a special school for the training of U.S. personnel
who serve as peacekeepers. The causes and dynamics of ethnic and
other types of violence belong in the curriculum. Coalition
politics, uncertain chains of command, and the conflicting
interests of the peacekeepers are environmental factors that need
to be understood and simulated. Language and culture training,
mediation skills, and the attainment of high tolerances for
ambiguity, frustration, and nonlethal responses to vicious and
violent situations may be the most demanding subjects of all.
Dr. Goldman is Senior General Military Intelligence Analyst
at the National Ground Intelligence Center and an MI officer with
the U.S. Army Inactive Reserve. He holds a doctorate in Political
Science from Brown University. Readers can reach him at
(804)980-7664 or DSN 934-7664.