Private correspondence ...
"Private correspondence was the pride and joy of 14th century
Italians. Exchanging letters with commercial information had been
a tried and true technique of Italian business for a century or
more. As the generations passed, these business letters increasingly
became joined by purely private correspondence ... Among educated
Italians letters were seized upon as a marvellous way of maintaining
cherished family ties and friendships during periods of separation.
Letters not only maintained friendships, they enriched them. Of
course the farther the letters had to travel, the longer one had
to wait, so distance slowed the epistolary dialogue ... but everyone
was aware of the difficulties. The delays only made letters more
precious to those who received them, and correspondence was composed
with the slowness of transit in mind. The correspondent was kept
abreast of intimate household affairs, but they were presented
in a particular way. Letters were sometimes warmer than conversation
would have been. In writing one was forced to find words to express
affection, anxiety (doubled by distance) relief, and joy, words
that came less easily to women's lips in daily intercourse owing
to convention and modesty."
REPORT BY THE PRIVACY COMMISSIONER TO THE MINISTER OF JUSTICE
ON THE POSTAL SERVICES BILL
CONTENTS
1. INTRODUCTION 2
2. PRIVACY AND PRIVATE CORRESPONDENCE 3
3. INTERCEPTION OF PRIVATE COMMUNICATIONS 7
4. COMMENT ON CLAUSES 12
5. SUMMARY OF RECOMMENDATIONS 15
Joyce's description goes on to say:
"To ourselves it may seem strange that the monopoly of letters
should have survived so terrible a revelation. It must be remembered,
however, that in the middle of last century the Post Office owing
mainly to the heavy charges it levied, had hardly become a matter
of general concern, that public opinion as we now understand it
was only beginning to exist, and above all, the conditions under
which the Post Office work was done precluded the idea of privacy.
These conditions were absolutely inconsistent with the sanctity
which now surrounds a letter. Letters were divided into two classes
- single or double, and to determine whether a letter was one
or the other demanded a close scrutiny, a scrutiny as which could
not be exercised except by the strongest light candles could give.
... it had been laid down that a letter however small, was to
be charged double if two or more persons joined in writing it.
How could it be ascertained that the whole of a letter was in
one and the same handwriting except by prying?"
Article 17
- No-one shall be subjected to arbitrary or unlawful interference
with his privacy, family, home or correspondence, nor to unlawful
attacks on his honour and reputation.
- Everyone has the right to the protection of the law against
such interference or attacks.
Although, protecting the sanctity of mail is fundamental to the
protection of privacy, there is no direct equivalent of this right
in the New Zealand Bill of Rights Act 1990. However, section 21
contains a relevant, though narrower, right that:
"Everyone has the right to be secure against unreasonable
search or seizure, whether of the person, property, or correspondence,
or otherwise."
There are also provisions in a variety of other laws which give
some meaning to the right not to be subjected to arbitrary or
unlawful interference with correspondence. I will mention a few
of the laws of relevance so as to put the comments which follow
in this report into a legislative context.
Postal Services Act 1987
an offence of unlawfully opening a postal article;
allowing opening of postal articles only in circumstances circumscribed
by law and subject to careful procedures;
offences concerning the wrongful divulgence of the contents of
a postal article by an official or by any other person.
Security Intelligence Service
Privacy Act 1993
Clauses 5 to 12
Clause 5(2)
3.9 Clause 5(2) sets out the process by which a detained postal
article may be opened and examined. Three key safeguards are included:
the article may only be opened and examined "at a postal
outlet";
- at least two persons must be present when the article is opened
and examined;
- one of the persons carrying out the opening and examination
must be "specially authorised for the purpose by a postal
operator".
This provision is based upon section 7(2) of the Postal Services
Act 1987 but amended to place any postal operator in the same
position as New Zealand Post.
3.10 While it seems appropriate to place other postal operators
in the same position as New Zealand Post where there is reason
to suspect that a postal article has been posted in contravention
of the Postal Services Act, covered by clause 5(1)(a), the position
is not quite so clear cut in respect of suspected contravention
of other laws, as covered by clause 5(1)(b). Under the present
law there will always be two public officials present at
the opening of any postal article suspected of being in contravention
of the law. Under this law, there will often be no public officials
present and, instead, only employees of a private company. I raise
this matter for consideration: has Parliament traditionally authorised
the Post Office to open mail for suspected contravention of general
laws because it is a postal operator or because it is an appropriate
Crown representative?
3.11 Depending upon the attitude taken to that issue, one
could consider alternatives to the option promoted in this clause.
For example, a model could be adopted whereby all openings, other
than those for suspected breach of the Postal Services Act, are
carried out by public officials from the New Zealand Customs Service,
New Zealand Police or a postal inspectorate. An alternative would
be for an employee of the postal operator to be required to be
specially authorised for the purpose by the Crown to exercise
clause 5(1)(b) powers. The Crown would, of course, make checks
as to the person's suitability to exercise this power.
3.12 The Australian Law Reform Commission examined the question
of interception of the mail in 1983. It concluded that there was
no compelling reason to empower Australia Post officials to open
mail for general law enforcement purposes. It observed that general
law enforcement should be left to the Australian Federal Police
and Australia Post officers should not be de facto policemen.
Clause 5(3)
3.13 An important safeguard is contained in subclause (3)
of clause 5. This continues the existing law that where a postal
article is intended to be opened, or has been opened, the postal
operator must give notice to that effect to the addressee if known,
or if not known, to the sender of the postal article if known.
I recommend consideration be given to obliging the postal operator
to give notice to both the sender and the recipient. Giving
notice to the addressee is valuable as it explains why the wrapping
material appears to have been breached. It will assure the addressee
that some other third party has interfered with his or her mail.
However, if the postal article which has been opened is private
correspondence it may be argued that the sender's privacy
has been invaded at least as much as the recipient.
3.14 I also suggest that the notice be required to give the
general reason for the opening and examination. The equivalent
provision in Australia requires such a notice to "explain
briefly (by reference to a provision of this Division or otherwise)
the purpose for which the article was opened. Accordingly, I recommend
that consideration be given to amending subclause 5(3) to give
notice to both the addressee, if known, and the sender, if known
of both the fact of opening and the reason for doing so.
Clause 5(4)
3.15 Notice given under subclause 5(3) is an extremely valuable
privacy safeguard. In my report in relation to the Harassment
and Criminal Associations Bill, I noted that notification to the
individual whose private telecommunications had been intercepted
was a strong safeguard present in the interception regimes of
Canada, Germany and the USA. However, this safeguard may be dispensed
in this bill under subclause (4) where the postal operator believes,
on reasonable grounds, that the giving of the notice, or the giving
of the notice at the particular time, would be likely to prejudice
an investigation into the commission or possible commission of
an offence against the Postal Services Act or any other enactment,
or the detection or prosecution of any such offence.
3.16 I acknowledge that a provision along the lines of subclause
(4) will be necessary where there is an ongoing investigation.
Similar provision exists in the Privacy Act to protect the maintenance
of the law in such circumstances. However, I am concerned that
the subsection may permit permanent dispensing with notice
in circumstances where there need only be postponement in
giving notice. It should be possible to amend subclause (4) so
as to oblige a postal operator to give notice at a later time
when the giving of the notice at the particular time would be
likely to prejudice an investigation.
3.17 Consideration may have to be given to whether such an
amendment need deal differently with notices in relation to the
opening of the postal articles for suspected contravention of
the Postal Services Act and the opening of articles in relation
to the other types of offences set out in paragraph 5(1)(b). There
should be no difficulty in obliging the postal operator to give
delayed notice in respect of a suspected breach of the Postal
Services Act. It may be a little more problematic where the suspected
offending is in relation to one of the other enactments and where
the investigation is not being carried out by the postal operator
but by a separate law enforcement agency. To give effect to my
recommendation it may be necessary to place the obligation to
give delayed notification upon the law enforcement agency in such
circumstances.
3.18 Accordingly, I recommend that clause 5(4) be amended
to require notification to be given to the addressee and sender
at the next suitable opportunity in circumstances where immediate
notification at the particular time would be likely to prejudice
an investigation into the commission or possible commission of
an offence.
Public reporting
3.19 My next concern about the powers to open and inspect
postal articles is the lack of public reporting in respect of
the exercise of the power. The comments I made in relation to
the annual reporting requirements placed on the Commissioner of
Police in respect of interception of private communications may
be apt here. In my report on the Harassment and Criminal Associations
Bill I stated:
"The requirement on the Commissioner of Police to report
certain details in relation to the interception of private communications
is, in my view, a safeguard of fundamental importance. Intercepting
communications for law enforcement purposes necessarily must be
kept secret at the time but the process generally ought to be
as transparent as possible because the Police are accountable
to Parliament for the exercise of the power. Reporting is a requirement
which tries to tip the balance away from totally secret surveillance
into an open and democratically accountable use of limited covert
surveillance. In evidence to the select committee studying the
Intelligence and Security Agencies Bill I endorsed a quotation
appearing in ASIO's Annual Report, that 'when every detail is
given, the mind rests satisfied'. I believe that comment is pertinent
here."
3.20 New Zealand Post has never been required to report specifically
on exercise of the power to intercept private communications.
In my view, reporting to Parliament is an important safeguard
in respect of the exercise for extraordinary powers to intercept
private communications and this ought to be put right.
3.21 Other postal operators do not report directly to Parliament.
They will be empowered to open and inspect the contents of private
correspondence and yet this bill requires no reporting on the
exercise of that power to Parliament or any public official. In
my view, the novelty of empowering a private body to open private
communications is such that we must take considerable care to
ensure adequate safeguards. I believe that there ought to be an
obligation to record the circumstances of each opening and to
periodically report publicly as to the numbers of times that the
power is utilised and the general reasons for doing so. This may
provide some reassurance to the public that the power is not being
used excessively. It will also give some basis to judge whether
the new postal operators are exercising the power consistently
with the approach of New Zealand Post. This is relevant to ensuring
that, in terms of article 17 of the International Covenant on
Civil and Political Rights, the exercise of the powers are neither
"unlawful" nor "arbitrary".
3.22 A mechanism does exist in the bill whereby reporting
obligations could imposed. Clause 34 obliges New Zealand Post
to provide certain information to the Chief Executive of the department
responsible for administering the Postal Services Act and regulations
can be prescribed under clause 38 requiring certain information
to be supplied by designated postal operators. In my view, those
two provisions could be suitably amended to require the reporting
of relevant details to the department administering the Act. The
bill could be further amended to oblige that department to report
annually to Parliament as to the exercise of the power by New
Zealand Post and each designated postal operator.
Detention and examination of postal articles - clause 5
4.1 Clause 5 is entitled "detention of postal articles".
In fact, it deals not with simply "detention" of postal
articles but also the "opening and examination" of those
articles. None of the later clauses deal with the opening of postal
articles. Accordingly, I suggest that the clause be given a new
marginal note to read "detention and opening of postal
articles".
General obligations relating to postal articles - clause 13
4.2 Clause 13 obliges anyone who comes into the possession
of a postal article which has not been delivered, to deliver that
article to:
- the addressee; or
- any postal operator.
Failure to do so is an offence. This provision continues existing
law and accords with the general expectation that if a letter
or postal article is misdelivered, that the recipient must put
it back into a public letterbox for redelivery or return to the
sender.
4.3 The recipient of the misdelivered article has the option
of delivering it to the addressee (for example, if the correct
addressee is a neighbour). However, the offence provision fails
to take account of the possibility that the recipient of the misdirected
article might choose, in an attempt to be helpful, to physically
return the article to the sender. No doubt this is less common
than delivering the article directly to the addressee, since sender
and addressee are likely to be some distance apart, but the circumstance
is not impossible to imagine. In my view, the section should be
amended to accord with reasonable practice by a member of the
public in this circumstance by adding a new paragraph (1)©
referring to "the sender". Naturally this will be only
feasible if the identity of the sender is apparent from the outside
of the postal article since it would be an offence for a member
of the public to open it. If there would be any doubt on the subject,
the new paragraph could instead read something like "the
sender (if ascertainable from the exterior of the postal article)".
Addresses of rural delivery boxholders - clause 25
4.4 Clause 25 provides that every postal operator must, where
practicable make available publicly the addresses of every rural
delivery boxholder to whom that postal operator provides postal
collection and delivery services. Any such boxholder may direct
the postal operator not to make the boxholder's address available
publicly. The rational for the clause is, I understand, to recognise
that people in remote locations could be isolated and to ensure
that their addresses could be found.
4.5 Although there may well be merit in rural people choosing
to have their boxholder details made available publicly, I have
concern as to the way the law is drafted. In particular, this
bill provides that a rural boxholder's details will be
made available unless that person takes some action to
have those details withheld. A position which would be more respectful
of these people's privacy would be to retain the information between
postal operator and customer as a private matter unless the individual
chooses to have the details released. In other words, the
directory of boxholders would become something that rural people
could choose to opt into rather than something that they
would appear in unless they exercise their statutory right to
opt out.
4.6 To meet these concerns, the statutory provision could
be altered or it could be omitted altogether. If the provision
were to be deleted in its entirety this would leave the matter
to the normal operation of law. The two laws of relevance would
be the Privacy Act 1993 and the law of contract. Under both types
of law it would be necessary for the postal operator to explain
how customer details would be dealt with. As with private boxes
that New Zealand Post operates in the city, it is quite likely
that postal operators which are respectful of their customer's
privacy would leave it to the customer to choose whether they
wished to go into a directory or not.
4.7 However, it may be desirable to leave a provision in the
Act dealing with the subject for other reasons notwithstanding
that the general law would probably provide a satisfactory outcome.
Rural people may be concerned that in the absence of a provision
such as clause 25, that a postal operator might choose not to
produce a public list of rural delivery boxholders at all.
4.8 If clause 25 is retained I suggest that the presumption
should be that details not be published unless the boxholder opts
to be included in a directory - the position that applies with
private boxes.
Clause 38 -Regulations
4.9 Clause 38(e)(i) allows for regulations to prescribe
rules and procedures to be followed by postal operators relating
to the exchange of information relating to the addresses of customers.
It appears that the regulation making powers are intended only
to provide a formal backup in the event that agreements cannot
be negotiated between the various postal operators. I simply observe
in this context that there will be information privacy issues
in respect of the exchanges of lists of "customers"
between postal operators. Indeed, one might even say that every
single New Zealander is a "customer" of the New Zealand
Post given its present monopoly (and on-going monopoly on deliveries
of international mail). I trust that privacy issues will be taken
into account when postal operators are negotiating agreements,
and later if regulations become necessary. For example, individuals
should be made aware of what is to happen to that personal information
if they notify a change of address to New Zealand Post. Also,
addresses exchanged for interconnection should be used for that
purpose and not as a resource to mine for direct marketing. I
expect that notification of changes of address could quite properly
be used for updating or cleansing mailing lists but such lists
should not, in my view, be sold as mailing lists themselves unless
the individuals concerned have consented to this.
5.1 The marginal note to clause 5 should refer to "opening"
of postal articles.
5.2 Postal operators should be obliged under clause 5
to keep a record of the exercise of powers of detention, opening
and inspection.
5.3 Consideration should be given to amending clause 5(1)(a)
to more precisely state what the phrase "posted in contravention
of the Act" means, with the intention that the focus be on
the breaches of the Act having a more serious character and in
respect of which opening and inspection is the only appropriate
way of proceeding.
5.4 I recommend that clause 5(3) be amended to:
(a) require notice to be given to both the addressee,
if known, and the sender, if known; and
(b) require the notice to refer not simply to the fact of
opening but the reason for doing so.
5.5 I recommend that consideration be given to whether it
is appropriate for employees of private companies to be involved
in the opening and examination of mail pursuant to clause 5(1)(b)
for general law enforcement purposes and that consideration be
given to the alternatives whereby public officials carry out that
task.
5.6 Consideration should be given to whether the Act, or regulations
to be made under the Act, can seek to ensure that persons authorised
pursuant to clause 5(2) are of good character and receive
appropriate training for the very serious task of opening private
mail.
5.7 I recommend that clause 5(4) require notification
to be given to the addressee and sender at the next suitable opportunity
in circumstances where immediate notification would be likely
to prejudice an investigation.
5.8 I recommend that clauses 34 and 38 be amended to
require information concerning the exercise of powers of opening
and inspecting postal articles to be reported directly to Parliament
or through the Ministry of Commerce.
5.9 Clause 13 should provide a defence where a person
personally delivers back to the sender an article received in
error.
5.10 I recommend that clause 25 be amended to give
rural boxholders the opportunity to choose to opt into having
their personal details published rather than obliging them to
opt out of having those details published if they object.
5.11 In considering any procedures for the exchange of information
relating to the addresses of customers, including the making of
any regulations under clause 38(e), careful consideration
should be given to the privacy implications.
5.12 Although not the subject of this bill, consideration
should be given at an appropriate time, to reviewing laws which
provide for the opening of mail before or after it has entered
the postal system so as to provide adequate safeguards to ensure
privacy of correspondence.
B H Slane
Privacy Commissioner
24 June 1997