Government policy towards nuclear proliferation
is vital to the nation's security. This assumption is based upon
the idea that the more nations possess nuclear weapons, the more
likely nuclear war becomes and that such a war would either directly
or indirectly have disastrous results for the UK.
Modern proliferation policy was created in the
1960s. At its heart is the nuclear Non-Proliferation Treaty (NPT).
The Treaty resulted from an initiative of the United States. This
initiative in turn arose from an internal review of US policy
towards nuclear proliferation. The US at that time rejected the
view that extensive proliferation was acceptable and also rejected
the idea of creating a considerable number of client nuclear powers.
The result has been a policy of "Do as we say, but not as
we do." For the West, nuclear weapons are regarded as a source
of instability when in the possession of other states, but a source
of stability when in the possession of Western states and their
allies.
The 1999 NATO Summit made clear that nuclear
weapons were not merely for use in response to a nuclear attack
on the Alliance. Its Strategic Concept stated: "Nuclear weapons
make a unique contribution in rendering the risks of aggression
against the Alliance incalculable and unacceptable. Thus they
remain essential to preserve peace. [ . . . ] They demonstrate
that aggression of any kind is not a rational option." It
also called the Alliance's strategic nuclear forces "the
supreme guarantee of the security of the Allies" and noted
that "Nuclear forces based in Europe and committed to NATO
provide an essential political and military link between the European
and North Atlantic members of the Alliance." In the UK it
is often asserted that without nuclear weapons the UK would no
longer be able to claim any special reason for holding onto its
permanent seat on the UN Security Council.
Almost every nation has now acceded to the NPT.
Its value to non-nuclear states was recently described by John
Holum (US Under-Secretary of States for Arms Control and International
Security) as being the prevention of regional nuclear arms races
(in a 13 January 2000 USIA Worldnet interview). The vast majority
of the world's nations, as represented by the Non-Aligned Movement
and the New Agenda Coalition, take the view that the NPT is a
very different sort of bargain. In their opinion they have agreed
never to obtain nuclear arms providing that the states with nuclear
weapons agree to carry out nuclear disarmament (see Article VI
of the NPT and the Principles and Objectives of the 1995 Review
Conference). The question of linkage of non-proliferation with
disarmament is one on which the Committee may wish to take a view.
Is the "Do as we say, not as we do" strategy sustainable?
Over several decades the application of political
power has helped sustained the Western policy of denying access
to nuclear weapons to new states. There have been failuresFrance,
China, India, and Pakistan were all pressured by the US not to
go nuclear. A series of arrangements designed to control exports
of dual use nuclear and chemical items has been created. For example,
they prohibit missile transfers to specified states whilst permitting
them between Western allies. These kinds of discriminatory arrangements
are resented by non-Western states, and this resentment contributes
to demands for the nuclear-weapon states to fulfill their NPT
Article VI obligations. A key element in US policy has also been
to offer the threat of using its nuclear weapons on behalf of
its Allies as a way of persuading them that they need not develop
their own weapons. In the cases of Belgium, Germany, Greece, Italy,
the Netherlands and Turkey this has been extended to arranging
for them to use US nuclear weapons in wartime. This is an arrangement
to which South Africa and many other states have take exception.
Russia and China, the other acknowledged nuclear powers, have,
to varying degrees, participated in a process of denying others
access to nuclear weapons.
The structure of global non-proliferation and
arms control is impressive. The UK has helped create a framework
of treaties, agreements and regimes. The NPT is supported by the
Comprehensive Test Ban Treaty (CTBT) and the existence of Nuclear
Weapons Free Zones (NWFZ). Each of the NWFZ is further strengthened
by its own treaty and set of protocols tying it into the broader
non-proliferation regime. Bilateral reductions of the Russian
and US arsenals have been brought about under the aegis of the
SALT and START talks and this process is projected to continue
for years. Many nuclear weapons states also participate in data-exchange
and information-sharing arrangements. Four groups have been set
up in order to regulate the transfer of sensitive technologies:
the Zangger Committee, the Nuclear Suppliers Group, the Australia
Group and the Missile Technology Control Regime. There are treaties
denuclearising the seabed and outer space. There exists also a
burgeoning list of regional and technical security regimes and
secretariats, many of which contribute to the maintenance of strategic
stability. The UK has played a constructive role in many of these
processes and arrangements.
The political foundations that underpin the
structures of non-proliferation and disarmament are being destroyed.
The adoption by the US, the UK and other states of the principle
of military involvement in other states' internal affairs on the
basis of evolving international humanitarian principles has removed
the "Westphalian principle" that has been the basis
of inter-state relations for 350 years. As the Prime Minister
noted in a speech to the Economic Club of Chicago last year: "The
most pressing foreign policy problem we face is to identify the
circumstances in which we should get actively involved in other
people's conflicts." A specific UN mandate for action is
regarded as desirable but not essential. The application of the
criteria for intervention is not consistent. It is argued that
because we cannot prevent all evil we should still do what we
can. Many powers regard this as a return to 19th century policy,
where the moral authority of the "White Man's Burden"
legitimated military actions.
Whatever the benefits of this change in grand
strategy; after Kosovo, states may now plan to resist attack by
Western powers. Western conventional and nuclear supremacy may
lead to a demand for new means of inducing fear into the minds
of Western strategists and chemical and biological weapons are
often referred as to having that effect.
The abandonment of the principle of state sovereignty
by the UK is an attempt to move international politics to a higher
moral level while its attempt to introduce "an ethical dimension"
in its own foreign policy appears weak. Abandoning the principle
of non-intervention risks a return to anarchy in international
relations. It is the military equivalent of abandoning fixed exchange
rates for currencies in the 1970s.
The Committee should consider whether the UK
should also reassess its policy on military intervention in sovereign
states and whether such action can only take place with the explicit
authority of a UN mandate or not at all.
US and allied policy no longer regards nuclear
weapons as a singular phenomenon but now sees them as falling
within a broader category of Weapons of Mass Destruction along
with chemical and biological weapons. Many other nations retain
the traditional view that nuclear weapons are in a class of their
own because their destructive capacity cannot be prevented by
a vaccine; is uniquely reliable in its mass effects; and uniquely
destroys inorganic material as well as organic life. A biological
weapon may, in the right weather conditions, kill hundreds of
thousands of people in a city; a shift in temperature of wind
can nullify the intended effects. An attack on Washington DC is
often given as an example of BW effects, although that city has
notoriously unpredictable weather. Nuclear weapons work and destroy
both people and property.
Many more states have biological and chemical
capability than have nuclear weapons. This greater number of "WMD"
capable states can lead to the view that we already live in a
proliferated world and that non-proliferation can be discarded
as a failed strategy. The Committee may wish to take a view on
whether the term "Weapons of Mass Destruction" is useful
in shaping policy, and on whether it is correct to assume that
we already live in an irrevocably proliferated world.
Nuclear proliferation has accelerated since
the end of the Cold War. During the 1970s and 1980s there was
little change in the number of states having or thought to have
nuclear weapons. In the last decade two non-NPT states have become
nuclear powers, India and Pakistan. The Indian positon has been
that its nuclear status has come after prolonged and failed attempts
to engage the Nuclear Weapon States in nuclear disarmament talks.
Western policy makers dismiss this, and often state that Western
nuclear policy does not encourage proliferators. The similarity
of Indian and Pakistani nuclear doctrines to NATO policy provides
additional contrary evidence. Little action has been taken by
the West or the broader international community to change these
states policies. This fits the long-term patttern of US-led policy,
opposing proliferation until it happens and then reaching an accommodation
with the proliferator after the fact. Indian and Pakistani actions
have neither resulted in new disarmament initiatives that would
include them nor in significant penalties being imposed against
them.
These two states adopted a nuclear status after
the NPT was made permanent in 1995, regarding this as an agreement
in which the Nuclear Weapons States had permanent status. Their
decision also came after the CTBT imposed upon them the responsibility
of having to sign the Treaty for it to enter into force resulting
in extra pressure on its political process. They regard it as
discriminatory as the existing Nuclear-Weapon States are pursuing
new methods, simulation, above ground non-explosive tests, laser
fusion etc to continue the development of new weapsons. These
methods are not available to India and Pakistan. Israel is the
other nuclear power outside the NPT. No attempt has been made
to bring Israel into international regimes.
Two NPT members, Iraq and North Korea, have
made partially successful attempts to become nuclear powers. The
NPT has played an important role in providing the basis for constraining
them. The experience with Iraq has strengthened the view of some
that NBC proliferation cannot be controlled, and that there is
no international will to do so. The early spectacular successes
of UNSCOM (UN Special Commission) were based upon an unprecedented
consensus in international affairs at the end of the Cold War.
The early UNSCOM experience remains an example of the tangible
security benefits that result from a political investment in achieving
international consensus.
The United States is no longer a reliable leader
in the area of international legal controls on nuclear and other
armaments. The rejection of the CTBT by the US Senate and the
wider desire to withdraw from the Anti-Ballistic Missile (ABM)
Treaty are not aberrations in US politics. Neither the US President
nor his Secretaries of State and Defense exerted themselves to
get the CTBT ratified. The political leaders who supported the
Treaty in Congress and the Administration while it was being negotiated
are no longer in office.
The Clinton Administration has shown little
interest in strategic arms control with Russia. Whereas President
Bush had concluded the START II Treaty before START I had been
ratified, the present Administration and Congress have been content
to wait on the lengthy ratification processes before moving to
START III. This Administration did not continue the process of
reciprocal unilateral actions pioneered by President Bush. It
can only be hoped that this is changing. There is some political
momentum behind the idea of mutual "de-alerting" of
strategic forces.
The growing rejection of arms control prevented
US adherence to the anti-personnel landmines treaty and the International
Criminal Court, created damaging amendments to the ratification
of the Chemical Weapons Convention, and is currently leading the
US to reject an effective verification protocol to the Biological
Weapons Convention. The "anti-arms control view" in
the US assumes that Russia has violated the Biological Weapons
Convention and the START Treaty, that Iraq and North Korea have
shown the uselessness of non-proliferation regimes and that controls
only places limits on us. There is some truth in these views.
However, arms control does not have to be perfect to be useful.
Military force is a limited policy tool but these limitations
do not result in abandoning military force altogether.
There is a steadily strengthening view in the
US against relying on mutual nuclear deterrence in national strategy.
The idea that Americans must not be threatened with any kind of
missile has lead the Administration to consider deployment of
a National Missile Defence (NMD) system within five years and
many within the Republican Party to reject the ABM Treaty out
of hand. It is important to note that the rejection of mutual
deterrence does not indicate any desire by US policy makers to
attack any other state, merely that the US should not be in inhibited
in politico-military action that it may be wish to take.
It should also be noted that there is considerable
evidence that "rogue" missile threats have been grossly
exaggerated. The Committee may wish to take a view on the nature
of these threats and on whether exaggerating threats only serves
to strengthen the hand of potential adversaries.
The rationale for missile defences against "Rogue
States" rejects the idea that they should be permitted to
threaten the US. The acceptance of such threats was the basis
of the deterrence idea of "Mutual Assured Destruction".
US policy makers reject the idea of being deterred by "lesser"
states such as Iraq or Libya. It is also thought that where an
opponent is deemed irrational, a deterrence which relies on rationality
and insight into one's opponent's mind-set is not a reliable tool.
Some, such as General George Lee Butler (Commander-in-Chief, US
Strategic Command 1992-94) believe that deterrence was always
a false basis for policy throughout the Cold War and was "a
conversation we had with ourselves". The word "deterrence"
became an unassailable brand name that could sanctify any policy.
Less clearly stated by US policy makers is the
rejection of mutual deterrence with respect to Russia and China.
The combination of ready nuclear missiles and missile defences
provides a counter-force or first capability. Limited missile
defences have in this case only to manage a few forces which may
survive after they have been attacked with precision conventional
weapons and nuclear weapons. Today, land-based mobile missiles
alone constitute a Russian assured "second-strike" deterrent,
under START II they will be confined to single warheads.
The US position in the present START III and
ABM discussions with Russia provides a useful insight. The US
will not, so far, go below a floor of 2,000-2,500 ready long-range
warheads although Russia prefers a level of 1,500 or even less.
Thus the US is prepared to see Russia retain twice as many warheads
as it wishes to. One reason is that the US has little confidence
that Russia will be able to field such a force. The other is that
the US Single Integrated Operational Plan requires some 2,000
warheads to target Russian nuclear forces and national capabilities.
China has a force of around a score of long-range missiles and
is only very slowly increasing them. Against China, US missiles
and defences offer an even more powerful combination. There have
been some reports that nuclear weapons are also needed to target
"rogue states", however, even if there were any credible
targets, the numbers involved are tiny.
Policy discussion about the value of nuclear
weapons in mutual deterrence or counter-force rarely examines
how they might be used. The failure to think through nuclear targeting
may result in the UK basing its policy on an instrument which
is in the end unusable. US Generals Butler, Horner, and Powell,
who were responsible for nuclear planning in the Gulf War, all
found no way they could be used effectively, and yet the Gulf
War is routinely cited by those who had no such responsibility
as being the type of occasion when nuclear weapons are useful.
It may be argued that missile defences will
not work, will create an arms race and are too expensive. These
arguments are less and less influential in Washington. It can
also be argued that eliminating the threat through arms control
and disarmament is a far better option than last-ditch defence
or relying on an unusable weapon. On one critical point disarmament
advocates and missile defence advocates agree. Mutual Assured
Destruction is not a rational policy. Ronald Reagan compared it
to Russian roulette.
Key questions the Committee may wish to consider
are whether it supports the UK's involvement in measures that
would change or scrap the ABM Treaty including the use of UK facilities,
and how the end of the Treaty would affect UK policy. The Committee
may also wish to reassess the value of the idea of mutual deterrence.
What course of action is the UK likely to take?
The United Kingdom remains committed to the traditional arms control
and non-proliferation agenda. The Prime Minister invested his
personal reputation in the attempt to persuade the US Senate to
ratify the CTBT. The multiple assaults on the foundations of traditional
policy described above may be familiar to officials but they are
regarded as adaptations of an existing pattern of controls rather
than as indicators of fundamental change. As a US ally the UK
is generally comfortable with America's global military supremacy.
The lack of resolution of the UK's European allies over Iraq supports
the assumption that in serious military situations the US is indispensable.
Rebuilding the foundations of non-proliferation
and disarmament policy. A business as usual approach to non-proliferation
policy has been ineffective, and unchanged policy is unlikely
to be any more effective. Further nuclear proliferation in Asia
and the increasing deployment of missile defences are the likely
next phases of a familiar action-reaction cycle. The military
axiom that defensive capabilities always develop more slowly than
offensive ones will only fuel this new arms race. The relatively
small number of states who have ratified the robust new safeguards
protocols is another indicator of the need for policy renewal.
The disarmament approach may not be the only
solution but it is clearly the Cinderella of international policy
at the present time. If disarmament policies are thought to have
any significant chance of improving national and international
security, they need immediate and strong reinforcement. The UK
should press for NATO to formally adopt this position. Such action
will constrain UK action to prevent mass killings in other states
but it is necessary to assure states that they will not be attacked
arbitrarily.
UK non-proliferation and disarmament policy
is being represented in a number of international negotiations.
The Committee may wish to consider what policies the UK should
be pursuing in these fora, and may wish to consider whether the
options outlined below would enhance national and international
security. In this context the Committee may wish to take account
of possible adverse reactions from our Allies who may oppose new
disarmament and non-proliferation intiatives.
The UK should reassess its own nuclear doctrine
and state that British Nuclear Weapons will only be used if the
UK is attacked with nuclear weapons. It may be that the United
States regards support for its existing policies on this matter
as necessary if it is to continue to provide essential parts of
the UK's nuclear programme. The US is understood to have told
some European Allies that it might withdraw its nuclear weapons
from Europe if they voted for the new nuclear disarmament agenda
at the UN last year.
The UK has under the previous government carried
out a series of unilateral reductions in UK nuclear forces. These
helped the arms control process at the end of the Cold War and
helped ensure a permanent NPT. They should be continued by ceasing
to keep Trident on patrol and by removing warheads from the submarines.
The world's foremost disarmament negotiating
body is the Conference on Disarmament at Geneva. The vast majority
of nations support opening multilateral talks aimed at agreeing
a Convention effectivley banning nuclear weapons worldwide. The
present position of the Government is that the UK will only enter
into talks when US and Russian forces are reduced to the British
level. UK support for such talks now would not require any action
by the UK affecting British forces. A Nuclear Disarmament Convention
will take many years to negotiate. A final agreement may involve
a succession of stages. The verification regime and the need for
action against states breaking out of the Treaty are but two of
the issues which need to be explored.
Many states have argued that the lack of progess
in disarmament incites proliferation and reduces international
political will to act against proliferation. The opening of nuclear
disarmament talks would provide a useful test of this proposition.
There is nothing to lose and much to gain from starting the process.
The Conference on Disarmament is attempting
to begin talks on a Fissile Material Cut-off Treaty. The Treaty
under consideration at present is far too limited in scope either
to be effective or to receive sufficient political support. It
must include all types of fissile materal in all states. If the
present logjam continues it should not be permitted to delay progress
in other areas.
The NPT conference will discuss a new five year
agenda of benchmarks and Objectives for non-proliferation and
disarmament. The Committee may wish to examine the commitments
made by the UK in 1995 to the Enhanced Review Process, the Principles
and Objectives and the statement on the Middle East. The UK should,
where possible in concert with its European partners, propose
a number of new benchmarks and Objectives for implementing the
Treaty which are already favoured by many states.
New benchmarks and Objectives might include:
NATO has begun a comprehensive policy review
of confidence and security building measures, verification, arms
control and disarmament. The UK should consider proposing a range
of measures, additional to those already mentioned, including:
Little is currently taking place in this NATO
internal discussion. The Committee may wish to take a view on
why the Alliance is less engaged in arms control of all kinds
than during the Cold War. It may also wish to consider why there
is so much more momentum to the military aspects of countering
proliferation.