Index

Memorandum submitted by Professor Dando and Professor Pearson

  1.  Modern biotechnology will provide the scientific basis for major industrial developments over the next few decades and will deliver many benefits to civil society, especially in medicine and agriculture.[1] However, as such advances in biology and medicine have been used by major States during the past century to develop biological weapons,[2] these new capabilities could also be misused. Dangerous new threats to civilised society could arise, as was well illustrated by the misuse of genetic engineering to modify standard biological agents in the massive covert offensive biological weapons programme of the former Soviet Union,[3]and the recent widespread recognition of the threat that biological weapons could cause to agriculture.

  2.  Of the three types of weapons of mass destruction—nuclear, chemical and biological—it can be argued that biological weapons today presents the greatest threat. Biological weapons can cause similar numbers of casualties to nuclear weapons,[4]are far easier to produce and are prohibited by an arms control agreement that lacks any effective verification mechanism. That is why the current Ad Hoc Group negotiations by the States Parties to the Biological and Toxin Weapons Convention (BTWC) to agree a Protocol to strengthen the Convention are so important. However, strengthening the Convention through a Protocol will not alone be sufficient to prevent proliferation, rather the strengthened Convention would form the centrepiece of a range of policies which together will form a stronger barrier to proliferation. Faced with good intelligence, effective defence, international norms embodied in international arms control agreements, export controls and a known willingness of international society to act to counter violations it is much more likely that potential violators will be deterred.[5]

  3.  It is widely accepted that of all the arms control agreements, the Chemical Weapons Convention (CWC) regime is that of the closest relevance to the emerging BTWC Protocol regime. Both regimes are concerned with the total prohibition of agents that attack humans and animals through the air, and indeed, the two regimes overlap in that both cover toxins. The CWC regime also includes the destruction of chemical weapons and chemical weapons production facilities; there are rightly no parallel provisions in the BTWC Protocol regime. However, that apart, the two regimes are strikingly similar in their provisions for data monitoring and the verification of activities not prohibited. It has, nevertheless, been argued by some that the BTWC is orders of magnitude more difficult to monitor than nuclear, chemical or conventional arms control accords.[6] This argument suggests that the dual-use (civil and military applications) problem in regard to biotechnology is different in kind from that in regard to chemical technology. Careful detailed analysis shows that this is not so: whilst there are some differences between the technologies which might affect the verification regime, there are also strong similarities.[7] In addition, there are several elements which are much more developed in the Protocol regime than in the CWC regime: the Protocol provisions for scientific and technical exchange for peaceful purposes and technical co-operation are a particular example.

  4.  In fact, verification in the two regimes is directly analogous. Although the CWC has lists of chemicals in Schedules reflecting the different risks to the Convention and links the tightness of the monitoring to these Schedules, there are many chemicals that could be used as chemical weapons that are not on the Schedule lists. This is particularly the case if assumptions such as the need for stability and reasonably long storage life are dropped.[8] Thus the list of chemicals in the CWC Schedules are not, and cannot be, comprehensive lists—and the same will be true for any lists of biological and toxin agents in the emerging BTWC Protocol. Verification, confidence and trust therefore does not come about in the CWC regime because all relevant items are monitored. Yet, it is clear that in general the international community is increasingly gaining confidence in the way in which the CWC is being implemented.[9] It follows, logically, that a satisfactory Protocol regime can be devised to effectively strengthen the BTWC.

  5.  The mandate given to the Ad Hoc Group by the Special Conference of States Parties in 1994 can be used to draw up a list of criteria by which to judge the extent to which the requirements of the mandate are being met in the emerging Protocol.[10] We have suggested the following set of criteria from such an analysis:

  Given the closeness of the two regimes it is possible to use these criteria to make a rounded comparative judgement of both the CWC and the BTWC Protocol regimes. It is also, to an extent, possible to quantify the analysis.[11]

  6.  The central elements of the BTWC Protocol are:[12]

  7.  A judgement of the value of each of these elements against each set of criteria is set out in Table 1 (over-page):


1   Fransman, M et al (1995) The Biotechnology Revolution, Blackwell, Oxford. Back

2   Dando, M R (199) The Impact of the Development of Modern Biology and Medicine on the Evolution of Offensive Biological Warfare Programmes in the Twentieth Century. Defence Analysis, 15, (1), 43-62. Back

3   Alibek, K and Handelman, S (1999) Biohazard: The Chilling True Story of the Largest Covert Biological Weapons Program in the World. Random House, New York. Back

4   Office of Technology Assessment (1993) Proliferation of Weapons of Mass Destruction: Assessing the Risks. Office of Technology Assessment, United States Congress, (OTA-ISC-559). Washington DC, August. Back

5   Pearson, G S (1993) Prospects for chemical and biological arms control: the web of deterrence. The Washington Quarterly, Spring, 145-162. Back

6   Smithson, A E (1999) Tall Order: Crafting a Meaningful Verification Protocol for the Biological Weapons Convention. Politics and the Life Sciences, (in press). Back

7   Tucker, J B (1998) Verification Provision of the Chemical Weapons Convention and their Relevance to the Biological Weapons Convention. In Smithson, A E (ed) Biological Weapons Proliferation : Reasons for Concern, Courses for Action. The Henry L Stimpson Center, Report No. 24, January. Back

8   Pearson, G S (1995) Chemical and Biological Defence: An Essential Security Requirement. Proceedings of the 8th International Symposium on Protection Against Chemical and Biological Warfare Agents, Stockholm, Sweden, 11-16 June. Back

9   Arms Control Today (1999) The CWC at the Two-Year Mark: An Interview with Dr John Gee. April/May, 3-9. Back

10   Pearson, G S and Dando, M R (1999) The Emerging Protocol: An Integrated Reliable and Effective Regime. Briefing paper No 25, Department of Peace Studies, University of Bradford. Available at <http://www.brad.ac.uk/acad/sblwc>. Back

11   Pearson, G S (1999) The Emerging Protocol: A Quantified Evaluation of the Regime. Briefing Paper No 27, Department of Peace Studies, University of Bradford. Available at <http://www.brad.ac.uk/acad/sbtwc>. Back

12   Full texts of the developing Protocol through the last five years and commentary on the developments are available on the Bradford Project on Strengthening the Biological and Toxin Weapons Convention Website at <http://www.brad.ac.uk/acad/sbtwc>. Back