OPERATIONS
1. Overview. This chapter focuses on the factors that affect the
planning, tasking, coordination, and execution of RSTA operations. It
concentrates on those considerations that involve how RSTA assets are
tasked. RSTA doctrine is intended to assist the JFC in using assigned
and supporting RSTA forces in the most efficient and effective ways
possible, thereby providing combat forces with the means to achieve the
JFC's objectives.
2. The Intelligence Cycle. The intelligence cycle is the process by
which information is obtained, converted into intelligence, and made
available to the requester. This section looks at the intelligence
cycle as it relates to RSTA operations. (See Joint Test Pub 2-0,
"Doctrine for Intelligence Support to Joint Operations," for greater
detail on this subject.) The five steps in the cycle include planning
and direction, collection, processing, production, and dissemination.
Understanding the intelligence cycle enables the JFC to use RSTA assets
more effectively. RSTA operations are linked to all five steps of the
cycle and are particularly important to the planning and collection
steps.
(2) Once a requirement is established, it must be prioritized
among the other requests for information. Again, the JFC's
guidance and direction are the driving factors. As intelligence
needs are aligned against collection capabilities, factors such
as the enemy threat to RSTA assets, timeliness of RSTA response,
availability of RSTA assets, and the impacts of terrain, range,
and sensor capabilities will affect how RSTA assets are selected
and employed.
(3) The information requirement must then be validated. Does it
meet the JFC's concept of operations and the concepts of the
supporting subordinate commanders? Has the information been
acquired but not distributed to the requester? Are there other
operations ongoing that might satisfy the intelligence
requirement? If either of the latter conditions are met, the
requested RSTA operation may be unnecessary.
Collection. This step includes not only the actual physical
collection of information, but also in some cases, the transfer of
that information to processing and production facilities. This
requires close coordination between operations planners and
intelligence collection managers. The J-2 establishes collection
requirements to meet the JFC's operational objectives, while the J-3
determines how to employ assigned RSTA systems available to satisfy
the collection requirements. If assigned assets cannot meet the
CINC's objectives, then external RSTA support may be required. Also,
different types of collection capabilities may be needed to validate
information acquired from another source. Furthermore, collection
capabilities need redundancy so the loss or failure of one system can
be compensated for by another collection capability. Collection
capabilities (or systems) must also be interoperable so that the
information collected can be integrated and correlated into an
all-source analysis. The collection architecture must be in place and
the procedures exercised during
peacetime in order to implement a collection plan effectively at the
beginning of hostilities.
Processing and Production. Although past RSTA operations have
not participated in the processing and production steps of the
intelligence cycle, advances in modern technology are changing the way
in which information is processed and produced into intelligence.
Some RSTA assets possess an onboard data processing capability
allowing the data to be processed into raw intelligence. Further
processing may be necessary to produce a finished intelligence
product. For example, Joint STARS can process the data it obtains
either onboard and data link it to the requester or data link the data
directly to specific ground stations where the processing is
completed. In either case, the information can be sent directly to
the user in NRT.
Dissemination. This final step in the intelligence cycle also is
being greatly affected by advances in technology. Some RSTA assets
are capable of disseminating collected information to consumers on a
real or near-real-time basis, vastly increasing their speed and
responsiveness in meeting the commander's needs. This is especially
critical for those RSTA operations supporting ongoing military
operations, in which the situation may be evolving rapidly and
perishable information could lose its usefulness within a matter of
minutes or even seconds. This expanding capability of RSTA systems
makes interoperability, commonality, and connectivity all the more
important because a real-time planning and targeting system depends on
these capabilities. The dissemination process requires continuous
management. Without effective management, communications paths can
become saturated by information from single sources being
retransmitted by many intermediate collection agencies. This
well-intentioned data flow can exceed the users' RSTA data processing
capability.
4. Planning RSTA Operations. Planning requires the integration of
several complex elements.
Force Composition. The JFC must determine information
requirements and then identify available RSTA capabilities. This
analysis begins by defining command relationships to determine what
assets are assigned to the JFC. RSTA assets may be tasked directly
(if assigned) or indirectly through other supporting commanders or
agencies. The JFC's staff must then assess the operational parameters
of available RSTA assets--range, endurance, survivability, and their
collection, processing, and dissemination capabilities. The blend of
objectives and guidance, threats, force capabilities, and system
availability is exceedingly complicated and requires thorough analysis
and effective coordination among all elements of RSTA planning to meet
the JFC's needs.
Prioritization. The JFC should establish priorities for RSTA
operations before the onset of hostilities, knowing these priorities
may change as the situation develops. The priorities should generally
conform to the military objectives; for example, the most capable RSTA
assets support the most critical objectives. The JFC must determine
the enemy's centers of gravity and may employ RSTA assets to monitor
these centers of gravity. Experience has shown that combat operations
seldom go as planned, with the fog and friction of war causing
operations to evolve in unanticipated directions. Therefore,
prioritization of RSTA requirements is critical. RSTA planners must
be prepared to adjust priorities to support new requirements. Also,
the JFC's requirements may conflict with other requirements, such as
MC&G requirements. Although it is important to attempt to satisfy all
user requests, the reality of many requests against limited resources
dictates judicious and prudent use of RSTA assets.
In combat, the JFC will very likely have assigned, attached, or
dedicated support RSTA forces for tasking. Once a requirement has
been identified, validated, prioritized, and coordinated between J-2,
J-3, joint force components, and other appropriate agencies (if
required), a RSTA unit is tasked to carry out the mission. This is
normally done through a tasking order or tasking message (varies from
component to component) and contains information to plan and execute
the mission. It also contains the requester's identification so that
the information acquired can be made available to him.
The joint reconnaissance center (JRC) is within the J-3. The
JRC's function is to monitor the assigned RSTA assets that are
available to conduct operations, establish priorities among them to
support current or new requirements, assign missions to available RSTA
systems, coordinate and deconflict RSTA missions with other operations
within the AOR, assess the risks versus
intelligence gain, and monitor ongoing operations. Outstanding
requirements that exceed the capabilities of assigned RSTA assets will
be identified to the J-2 for satisfaction by other means.
In some cases, the assigned assets are not sufficient to
accomplish the mission because of target type, threats, technical
capabilities, or distance to the objective. In such cases, the JFC
may request national or other external support capable of
accomplishing the mission. Requests for national collection systems
from the J-2 collection management office are forwarded to the Defense
Collection Coordination Center (DCCC). The DCCC will validate and
prioritize the requests and determine if they can be met. Competing
priorities, physical status of the assets, and desired response time
of the JFC's requests are considered in processing the collection
requirement.
Planning and Direction. The intelligence cycle is geared to
support the commander directly in the formulation of an Estimate of
the Situation, a Concept of Operations, and an Operation Plan (OPLAN)
or a Campaign Plan. The process of planning RSTA operations must
include identifying, prioritizing, and validating the need for the
operation.
3. Command Relationships. Command relationships delineate the degree
of authority a JFC can exercise over RSTA units. Combatant commanders
exercise combatant command (command authority)(COCOM) over assigned RSTA
forces. Subordinate JFCs exercise operational control (OPCON) over
assigned or attached RSTA forces through the commanders of subordinate
organizations; normally this authority is exercised through Service
component commanders. The JFC normally designates a joint force air
component commander (JFACC). The JFACC's responsibilities normally
include planning, coordinating,
allocating, and tasking of appropriate airborne RSTA assets made
available, based on the JFC's apportionment decision. Following the
JFC's guidance, and in coordination with other Service component
commanders and other assigned or supported commanders, the JFACC will
recommend to the JFC apportionment of air sorties to various missions
and geographical areas. For short-term arrangements, RSTA forces may
also be attached to a subordinate command to which tactical control
(TACON) authority has been delegated for local control and direction.
Some national-level and other RSTA assets may not be placed under a
JFC's OPCON. These assets may operate in direct support of the JFC,
either full time or available on call, but may be shared with other
commands. In cases where required assets are assigned to another
(supporting) CINC, supported commanders will normally identify their
RSTA requirements to the supporting commanders through their
functionally related staff element. For unified command staffs, this is
normally the J-3 Operations Directorate. The supporting CINC, upon
request, will provide liaison teams to the supported CINC. These teams
will normally be the point of contact for coordinating their specific
RSTA resources and requirements. The JFC should be fully aware of all
available RSTA assets and integrate their capabilities into the
operational concept.
(1) First, a requirement for information must be identified.
Before hostilities, the JFC's direction and guidance establishes
baseline intelligence requirements. This also includes MC&G
requirements. The most critical of these requirements are
identified by the JFC as his essential elements of information
(EEI). The designation of EEIs help to ensure the reconnaissance
and surveillance effort is focused on the most critical
information needs to support the operational effort. Once
hostilities begin and as they continue, new direction and
guidance evolve creating new requirements or modifying existing
requirements.
OPSEC and OPDEC planning guidance must be examined to ensure RSTA
operations do not compromise the commander's intentions and ongoing
deception operations. This process requires close and effective
coordination between the J-3 operations planner and the J-2
intelligence collection manager. The JFC operational concept and plan
of operations establish baseline intelligence requirements.
Force Disposition. The JFC must determine the best way to employ
RSTA forces that allows maximum effectiveness while weighing the
risks. The JFC must determine if it is better to deploy the assets
near the area of primary interest where the C3 facilities and
processing facilities are located, or in the case of aerial assets,
near the maintenance facilities. Both have advantages and
disadvantages that must be considered before executing the mission.
For example, if the joint force is primarily conducting land
operations, the JFC may wish to position aerial reconnaissance systems
at an optimum location to ensure maximum responsiveness in support of
ground operations. If the enemy poses a significant threat to the
forces, the JFC may need to disperse the assets to improve overall
force survivability. If the threat increases while the RSTA operation
is ongoing, it may be necessary to fall back to positions out of the
threat's range. RSTA planners must consider the tradeoffs of
survivability and information acquisition. The intelligence
information may not become available if the RSTA asset is destroyed,
captured, or isolated and unable to exploit, process, and disseminate
the acquired information. If the campaign is conducted in a maritime
environment, the JFC may position land-based RSTA forces to operate
beyond the range of sea-based reconnaissance forces.
5. Tasking RSTA Operations. RSTA assets are tasked in essentially the
same manner during peacetime and combat operations, except for tailoring
the approval and execution process in accordance with the scope of the
operations. As operations transition from routine peacetime operations
toward combat operations, additional RSTA forces may be reassigned to,
or placed in support of, the JFC as validated intelligence requirements
dictate the transition from reconnaissance, to surveillance, to the
inclusion of
additional dedicated target acquisition support assets and operations.
During peacetime, certain RSTA operations and procedures against
designated sensitive areas are covered by SM 401-87, "Peacetime
Application of Reconnaissance Programs (PARPRO)." RSTA requests
undergo a coordination and final approval process providing a monthly
schedule of routine worldwide PARPRO missions and activities.
Out-of-cycle and urgent requests per SM 401-87 can be accommodated
within approximately 48 hours.
6. RSTA Coordination. The J-2 and J-3 will normally work with the
components and the JFACC, if assigned, to coordinate national and
theater reconnaissance objectives effectively.
The Service or functional component commanders manage their
assigned collection assets. Each component commander will seek to
satisfy his own requirements by using these assets. Based on the
JFC's objectives, they prioritize and submit outstanding collection
requirements for collection by theater and national assets to the J-2
collection management staff. The J-2 reviews, validates, and
prioritizes the outstanding intelligence requirements. The J-3
coordinates and tasks assigned theater collection assets to ensure
maximum use of these critical resources. The J-2 also submits
outstanding priorities for use of nonassigned or national-level RSTA
assets.
7. RSTA Execution. Tactical-level commanders normally have the
responsibility to accomplish the mission. They must evaluate the risks
(tactics, weather, safety, logistics, etc.) involved to complete the
mission successfully. The JFC is the final authority on whether or not
mission needs outweigh the risks involved. The executing unit's
commander normally provides inputs in the decisionmaking process as to
what these risks are.
12-26-1996; 11:40:52