Congressional Record: September 21, 2004 (Senate)
Page S9428-S9429



               GUIDING PRINCIPLES FOR INTELLIGENCE REFORM

  Mr. STEVENS. Mr. President, today our Appropriations Committee held a
hearing and listened to distinguished individuals as to their views on
the recommendations for intelligence reform. At that time, we were
provided a statement which is entitled ``Guiding Principles for
Intelligence Reform'' dated September 21, 2004. It is signed by the
following persons: former Senator David Boren, former Senator Bill
Bradley, former Secretary of Defense Frank Carlucci, former Secretary
of Defense William Cohen, former CIA Director Robert Gates, former
Deputy Secretary of Defense John Hamre, former Senator and Presidential
candidate Gary Hart, former Secretary of State Henry Kissinger, former
Senator Sam Nunn, former Senator Warren Rudman, and former Secretary of
State George Shultz.
  I do call it to the attention of all Senators in connection with this
current review of the 9/11 Commission recommendations on intelligence
reform.
  I ask unanimous consent that the ``Guiding Principles for
Intelligence Reform'' be printed in the Record.
  There being no objection, the material was ordered to be printed in
the Record, as follows:

               Guiding Principles for Intelligence Reform

       America's security depends on strengthening our
     intelligence collection and analysis. Debate is under way on
     intelligence reform, and harnessing the energy of an election
     season is a healthy way to assure the issue receives the
     attention it deserves. Racing to implement reforms on an
     election timetable is precisely the wrong thing to do.
     Intelligence reform is too complex and too important to
     undertake at a campaign's breakneck speed. Based on our
     experience in both the executive and legislative branches of
     the U.S. government and on both sides of the political aisle,
     these are the basic principles we believe should guide any
     reform effort:


                         Identify the Problems

       Rushing in with solutions before we understand all the
     problems is a recipe for failure. Only after a full
     appreciation of the Intelligence Community's problems--and
     its strengths--can sensible decisions be made about reform,
     including whether to restructure. Moreover, reform will have
     to be comprehensive to succeed. Addressing this or that
     shortcoming--however grave--in isolation will fail to produce
     the improvement in intelligence capabilities our nation's
     security demands.


             Strengthen the Intelligence Community's Leader

       The individual responsible for leading the Intelligence
     Community must be empowered with authority commensurate with
     his or her responsibility. Specifically and crucially, future
     leaders must have the ability to align personnel and
     resources with national intelligence priorities. Whether we
     maintain the Intelligence Community's current structure or
     create a new one, we must ensure that the Intelligence
     Community's leader has the tools to do his or her job.


                   Separate Intelligence from Policy

       A fundamental principle for Intelligence Community reform
     must be that the intelligence community remains independent
     from policymakers. Nothing could be more important to a
     healthy national security structure. When intelligence and
     policy are too closely tied, the demands of policymakers can
     distort intelligence and intelligence analysts can hijack the
     policy development process. It is crucial to ensuring this
     separation that the Intelligence Community leader have no
     policy role. Otherwise, an Intelligence Community leader's
     voice could overwhelm those of Cabinet secretaries and the
     National Security Advisor and deprive the President of the
     benefit of robust, informed policy debate. A single
     individual with the last word on intelligence and a say in
     policy as well could be a dangerously powerful actor in the
     national security arena-using intelligence to advocate for
     particular policy positions, budget requests, or weapons
     systems that others lacked the knowledge to challenge.
       For this reason, the leader of the Intelligence Community
     should not work inside the White House; he or she should be
     at arm's length from the policy process, not at the
     President's right hand. Nor should the leader become an
     instrument of diplomacy or policy formulation; his or her
     role should be to support others in these functions.
     Similarly, Intelligence Community reform must not rob Cabinet
     secretaries of their own ability to assess intelligence by
     centralizing the bulk of assessment resources; the
     secretaries must be able to turn to their own analysts for
     independent perspective and be able to task the Intelligence
     Community leader for input to the policymaking process.
     Finally, to protect against an unhealthy mixing of functions,
     we believe the person who is chosen to lead the Intelligence
     Community should be broadly acceptable to both parties and
     chosen for his or her substantive or management expertise.

[[Page S9429]]

                    Improve the Quality of Analysis

       Intellectual conformity and failure of analytical
     imagination have been the major culprits in most intelligence
     breakdowns, from our failure to predict accurately India and
     Pakistan's nuclear tests, to our misjudgment of Saddam
     Hussein's weapons of mass destruction programs. Improving the
     quality of the analysis on which policy makers rely must
     therefore be a top reform priority. The best analysis emerges
     from a competitive environment where different perspectives
     are welcomed and alternative hypotheses are encouraged.
     Intelligence reform must institutionalize these traits in the
     analytical process. To preserve their independence, analysts
     must be insulated from policy and political pressure.
     Finally, we must not only concern ourselves with the
     appropriate structure of intelligence analysis, we must also
     address the critical shortage of human expertise in critical
     fields. Funding for programs to address this deficiency is
     dangerously low and the trust funds for the National Security
     Education Program will be fully depleted within the next two
     years unless Congress acts.


               Ensure More Effective Information-Sharing

       Intelligence Community players have overwhelming cultural
     and bureaucratic incentives not to share their information
     with each other or with those outside the community. These
     include a natural impulse to hoard information to protect
     turf, and a deeply ingrained passion for secrecy. Domestic
     agencies and foreign agencies, in particular, traditionally
     have resisted sharing information with each other. Yet our
     nation has learned with painful clarity that failure to
     share, coordinate, and connect available intelligence can
     have devastating consequences. The next time an FBI special
     agent suspects an Arizona flight trainee is an al Qaeda
     terrorist, the Intelligence Community needs to know. Reform
     must fundamentally alter agency incentives and culture to
     require sharing. This must include addressing the excessive
     emphasis on secrecy and classification that inhibits
     constructive, timely information flows, while continuing to
     respect the need to protect genuine sources and methods.


                        Protect Civil Liberties

       Collection of intelligence is inherently intrusive; spying
     on fellow citizens carries with it great potential for abuse.
     Even as we merge the domestic and foreign intelligence we
     collect, we should not merge responsibility for collecting
     it. Intelligence reform might well create a single strategic
     coordinator of domestic and overseas collection on cross
     border threats like terrorism, but exclusive responsibility
     for authorizing and overseeing the act of domestic
     intelligence collection should remain with the Attorney
     General. This is the only way to protect the rights of the
     American people upon whose support a strong intelligence
     community depends.


    Preserve Situational Awareness for Tactical Military Operations

       As we have seen from the skies over Bosnia to the sands and
     cities of Afghanistan and Iraq, tactical intelligence and
     situational awareness are indispensable to our military's
     unparalleled operational success. Any successful intelligence
     reform must respect the military's need to maintain a robust,
     organic tactical intelligence capability and to have rapid
     access to national intelligence assets and information.


         Assure Clarity of Authority for Clandestine Operations

       The war on terrorism has blurred agency roles for some
     critical national security activities. The Department of
     Defense now performs more clandestine and intelligence
     operations than in the past; meanwhile, the CIA's Directorate
     of Operations engages more in traditional military functions,
     such as the successful campaign in Afghanistan. Authority for
     these newer roles is murky, and there are sometimes
     disparities in the type or level of approval needed for an
     operation, depending on who performs it. The new challenges
     we face mandate a wide range of tools and creative approaches
     to intelligence. But establishing absolute clarity of chain
     of command, oversight, and accountability for clandestine
     operations is essential.


                   Reform Congressional Oversight Too

       Intelligence reform will not succeed unless Congressional
     oversight of the Intelligence Community becomes more
     effective as well. Rather than relying on review of agency
     submissions and after-the-fact investigation of failures or
     abuses, Congress should reach out periodically to test and
     assure the Community's health. Whether meaningful legislative
     oversight demands a major overhaul of committee structure or
     merely a change of philosophy, Congressional reform is as
     vital as changes affecting the Executive Branch.
       Elections are a perfect time for debate, but a terrible
     time for decision-making. When it comes to intelligence
     reform, Americans should not settle for adjustments that are
     driven by the calendar instead of common sense; they deserve
     a thoughtful, comprehensive approach to these critical
     issues. If, as seems likely, Congress considers it essential
     to act now on certain structural reforms, we believe it has
     an obligation to return to this issue early next year in the
     109th Congress to address these issues more comprehensively.
     We hope the principles we've suggested will help shape
     serious discussion of reform.

  The PRESIDING OFFICER. The Senator from Idaho.

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